Introduction

Kaplan Professional Schools is the Leader in Securities Exam Preparation!

In order to sell stocks, bonds, mutual funds and variable insurance products, a person must be licensed by the Financial Industry Regulatory Authority (FINRA).

The licensing process includes successfully passing the appropriate securities examination(s). There are no mandatory educational requirements for sitting for the various securities licensing examinations. However, many people lack the necessary experience in the securities industry to successfully pass the required exam. To assist in your exam preparations, Kaplan Professional Schools has developed courses for the Series 6, Series 7, and Series 63 licensing examinations.

Just click on one of the topics listed on the left side of this page to find out how Kaplan Professional Schools can help you get started in the securities industry!

Introduction • Obtaining a License • About the Exam • Courses
Course Calendar • Registration • Locations
General Information • Questions and Answers

Home • Contact Us